LAW - 743 Regulation of Derivatives Seminar

(2-3 hrs.)

Current problems in laws and regulations affecting derivatives trading in financial markets, including exchange-traded and over-the-counter transactions. Topics include the interaction of securities and commodity trading regulations, regulation of market participants, powers of the Commodity Futures Trading Commission to regulate and enforce compliance with the laws and regulations governing derivatives, developments in self-regulation, and private rights of action. Ritter Spring